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Assess and Control your trust department’s risk exposures

Trust departments are now on the regulators’ radar as trust fiduciary responsibilities expand with new products and an aging population.  The trust business has its own set of risks, and bank examiners are strongly recommending that institutions use a risk-based approach to assess their trust department’s risk exposures. 

Trust Department Risk Management: Preparing for an Examination will  help you identify areas of concern in your department.  Presented from an examiner’s perspective, this interactive audio conference will provide guidance and steps you can take to monitor and control your risks.  Join our experts and learn what you need to do to protect yourself and your client. 

Our Expert Speakers Will:

• Identify the key components of risk-based audits/exams, including self-assessment
• Review current requirements for Board oversight of fiduciary assessment activities
• Discuss third party vendors and what steps you need to take for due diligence
• Cover risk assessment in new account acceptance
• Identify current examination hot spots
• And much more!

The program includes a 30-minute Q&A session following each session. Listen in and get the chance to ask your specific questions!

Registration Includes:

• Admittance to the 90-minute call for as many people as you can fit in a room with a speakerphone
• Access to the specially created presentation handouts (made available 48 hours in advance)
• Participation in the 30-minute live Q&A with the speaker following the presentation
• Certificates of attendance for all audio conference attendees

Who Should Attend:

• Trust Officers
• Investment Officers
• Legal Counsel
• Finance Officers
• Risk Officers
• Executive Officers
• Strategic Planning Officers
• Everyone involved with managing the trust department and reducing risk for your institution

About Our Speaker

Becky T. Kelly is currently a partner in The Fiduciary Education Center, LLC, and has been in the trust industry for 30 years. Most recently she managed a community bank trust company. Previous to that she was with Campbell University in the Trust Program and worked with Bank of America and predecessors for 24 years. She is the Dean of the Southeastern Trust School and Executive Director of the Trust Education Foundation, Inc. Kelly is a Certified Trust and Financial Advisor. She holds a B.S. from Longwood College and an M.B.A. from James Madison University. She is a graduate of Southeastern Trust School, National Graduate Trust School, and Cannon Trust Schools I, II and III.

Roger A. Pond is a Professor Emeritus of the Trust Program at Campbell University, the only university to offer a trust degree in the United States. During Pond’s 30 year trust career, he managed personal trust, employee benefits, corporate trust, and trust support areas including tax, real estate and endowments, and foundations. He is the assistant director of the Southeastern Trust School and the Certifying Trust Bankers School at Pinehurst as well as a director of the Trust Education Foundation, Inc., and a member of the Duke Estate Planning Council. Pond holds a B.A. from Duke University and a J.D., cum laude from Washington and Lee University in Lexington, VA.

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