Order Online: |
||
| CD only: | $299.00 |  |
| Date: | Thursday, May 8, 2008 |
| Time: | 1:00 PM – 2:30 PM ET |
| Featured Speaker: | Matt Schriner |
| Duration: | 90 Minutes |
| Location: | Your office or conference room |
| Prerequisites: | None |
BACK BY POPULAR DEMAND!
Your financial institution’s BSA program has probably evolved significantly over the past 5 years due to constant changes in BSA/AML risks. As a result, regulators and FinCen are adjusting their focus and you need to do so as well. Ensure that your institution’s BSA program can keep up with all these ongoing changes.
Attend Focusing on High Risk BSA Issues as industry expert Matt Schriner discusses current risk topics. This interactive session will focus on the risks as well as controls that your institutions must have in place to mitigate those risks. Particular attention will be paid to the issues that have resulted in the biggest AML failures and how you can avoid these.
Topics of discussion include:
- Lookbacks, what is causing them and how to prevent them
- Technology must haves to address AML
- Errors that have resulted in penalties.
- SAR procedurals issues that have caused problems
- And much more!
Plus, 30 minutes after the presentation will be set aside for an interactive Q&A session. Listen in and get the chance to ask your specific questions.
Who Should Register?
- BSA Officers
- Compliance Officers
- Internal Auditors
- Risk and Security Officers
- Anyone responsible for developing and ensuring that your organization’s BSA and AML risk assessment procedures are in compliance
Registration Includes:
- Admittance to the 90-minute call for as many people as you can fit in a room with a speakerphone
- Access to the specially created presentation handouts (made available 48 hours in advance) which can be printed and used to train your personnel
- Participation in a 30-minute live Q&A with the speaker following the presentation
- Certificates of completion for all audio conference attendees
About Our Speaker
Matt Schriner is a managing director with the National Financial Institution Compliance group of RSM McGladrey. Mr. Schriner has more than 17 years of experience in assessing and managing financial institutions’ risks as a regulator, a banker and as a consultant. In his tenure with the Federal Reserve Bank of Minneapolis, Matt was involved in over 100 bank examinations, many of which he was the lead examiner. For RSM McGladrey, Matt is the industry thought leader on consumer compliance and anti-money laundering (AML) consulting. He is a frequent national speaker and writer on current compliance challenges and has authored several publications, including risk management newsletters, manuals and feature articles.
222 Rosewood Drive
Danvers, MA 01923
1-800-772-3350 - Phone in your requests
1-978- 646-8600 - Fax in your requests
info@copyright.com – Email your requests